Brian K. Barber,
Ph.D.
Department of Sociology and Center for Studies of
the Family
Brigham Young University
Provo, Utah 84062
U.S.A.Address
given to the World Family Policy Forum
Brigham Young University
January 13, 1999
Introduction
My
task today is to present to you scientific
information relative to the importance of the
family to adolescents. Roughly defined,
adolescents can be thought of as children who are
in the second decade of life; those from whom I
will present data today are between 14 and 17
years of age. I have spent the past 15 years as a
social scientist studying the ways in which
social contexts -particularly the family -impact
the lives of adolescents in a variety of cultures
around the world. This work includes detailed
survey (questionnaire) studies of thousands of
families as well as intensive interviews with
hundreds of adolescents. Today I will present
data from 7 cultures: Colombia, Gaza, South
Africa (whites), South Africa (blacks), India,
Australia, and the U.S.
I have
divided the presentation into three parts, titled
as follows: (1) Reconstructing the Image of
Adolescents, (2) Insights from Adolescents
on the Importance of Family, and (3) What
Parents Do that Matters. I will conclude with
a series of principles derived from the analyses
presented in these sections that should be useful
in discussing policy initiatives.Reconstructing
the Image of Adolescents
An
unfortunate necessity of any presentation such as
this is to begin with a corrective discussion of
the nature and capacity of adolescents. This is
so because the extensive theorizing that has
taken place about adolescence as a stage in the
life-course has to a large extent inaccurately
portrayed the disposition and capabilities of
children of this age. In short, the image that
has been created is that adolescents are
reckless, unreliable, selfish, disrespectful,
defiant, immature, and difficult. There are two
problems with the theorizing that has led to this
image. First, the data with which these early
thinkers used to base their conclusions were
often either anecdotal in nature or they were
derived from studying adolescents and families
who were experiencing high levels of dysfunction.
Thus, inadequate attention has been given to the
variety and contexts of adolescent experience.
Second, most of the thinking has come from
Western, primarily North American professionals,
the conclusions of which have been generalized to
other settings without regard for the different
cultural contexts in which adolescents grow up
around the world. The following excerpts help
illustrate the very negative image that has been
developed about adolescents. From G. Stanley
Hall, a physician and the noted "father of
adolescence" writing in 1904:
"Development
in adolescence is less gradual and more
saltatory, suggestive of some ancient period of
storm and stress when old moorings were broken
and a higher level attained... nature arms youth
for conflict with all their sources at her
command -speed, power of shoulder, biceps, back,
leg, jaw - strengthens and enlarges skull,
thorax, hips, makes man aggressive and prepares
woman's frame for maternity ... sex asserts its
mastery infield after field and works its havoc
in the form of secret vice, debauch, disease,
normal and abnormal rhythms, and sends many
thousand youth a year to quacks, because neither
parents, teachers, preachers, or physicians know
how to deal with its problems ... (1)
In
1971, Peter Blos, a noted adolescent
psychiatrist, described adolescence as follows:
"Rapaciousness,
smuttiness, oblivion to unkemptness, dirtiness,
and body odors; motoric restlessness and
experimentation in every direction of action and
sensation. (2)
And, as
recently as 1997, the general, professional view
of adolescents was summarized by psychologists
Jim Youniss and Miranda Yates (who do not hold to
this view themselves) as follows:
youth
are exceedingly self-interested, marked with an
almost unbridled hedonism that needs to be
reformed;
...
contemporary youth are not equipped to take up
adult roles in society because they are enclosed
in their narrow 'youth culture, which runs
counter to adult society; and
...
contemporary youth, more than prior generations
in this century, lack political knowledge and,
even worse, seem disinterested in taking
responsibility for society. "
Palestinian
Youth as a Case Study
So
recent a summary testifies to the durability of
this negative image of adolescents, despite the
fact that in recent years the more scientifically
reliable work that has been done on adolescents
provides a far less negative view. Some recent
work that we have been doing at BYU affords an
important corrective to the image of adolescents
and gives useful insight into the role of the
family and other social contexts in facilitating
growth. Since 1994, several of us have been
engaged in an intensive study of Palestinian
families with adolescent children in the Occupied
Territories of the West Bank and the Gaza Strip.
We have surveyed several thousand parents and
their adolescents and have intensively
interviewed scores of individuals and families.
To simplify the presentation of this study, I
will focus mainly on the work in the Gaza Strip
where we have the most complete data. As you
know, the Gaza Strip is a tiny, approximately 270
square kilometer, strip of land bordered on the
south by Egypt, on the west by the Mediterranean
Sea, and on the east and north by Israel. Its
population of 1,000,000 Palestinians
(three-quarters of whom are 1948 refugees and
their descendants from interior parts of
Palestine, now Israel) and 4,000 Israelis is one
of the densest populations on earth. The economy
is severely underdeveloped and poor, with
unemployment rates among the Palestinians often
exceeding 50%. Since 1967, -the Gaza Strip has
been under Israeli military occupation, with
some, largely ceremonial forms of political
control given to the Palestinians since 1993.
In 1987,
the Palestinian resistance to the occupation
crystallized into a six-year long, quasi-violent
uprising, called the Intifada (Arabic for
uprising or shaking off). All segments of the
population participated in this movement to
become free from the political, economic, and
military control, but it is the role the
adolescents played that is most relevant to
today's purpose. Any one, and certainly the
combination of many of the above noted
characteristics of Gaza poverty, population
density, occupation, early youth autonomy, and
trauma - could be used to hypothesize that the
theorized negative nature of youth would even be
exaggerated in such disabling conditions.
However,
in direct contrast to the image of adolescent
disinterest and incapacity summarized above,
Gazan adolescents demonstrated remarkable
willingness and capability in participating in
their society's effort to free itself from
occupation. Overall, in excess of 80% of
adolescents participated at some time during the
movement in demonstrations, throwing stones
(their primary offensive tactic), and in
delivering supplies and assisting others. Over
50% of adolescents were involved on a regular
basis in these and other activities. (4) These
levels of participation participation by
adolescents far exceed any historical levels of
youth involvement in political resistance.
Further,
this level of activity occurred in the context of
significant trauma that either triggered their
activism or was a consequence of it. For example,
70% of adolescents experienced verbal
abuses at the hands of soldiers were shot at with
tear gas, experienced school raids and closures.
Over 80% had their homes raided in the middle of
the night by soldiers and over 50% had a neighbor
killed and witnessed their fathers being
humiliated in front of them. (4)
Despite
this heavy, autonomous involvement in resistance
and the exposure to prolonged and intense trauma,
these adolescents, now young adults, are
functioning very well. Their values on family,
education, and religion remain strong and there
is a remarkable absence of social deviance in the
population. Rates of current adolescent and young
adult deviance, such as fighting, stealing,
running away from home, and substance use are
noticeably lower than same aged youth in the
U.S., for example. (4, 5)
Intensive
interviews with dozens of these individuals in
Gaza reveal that their participation in this
difficult, risky, and prolonged resistance
movement as young adolescents was underlain by a
detailed understanding of political history, by a
clear and firm commitment to contribute to the
national and social good, by devotion to
religiously based principles of fairness and
justice, and by a powerful cohesion and loyalty
among all age segments of the population both
within and between families. (6)
None
of these competencies and characteristics are
found in the traditional image of adolescents.
The corrective that these findings make to our
understanding of the nature and the capacity of
adolescents is two-fold. First, that adolescents
are very capable of willing, effective, and
competent service to the good of others, even
under circumstances of substantial and prolonged
risk and trauma; and, second, that this capacity
is facilitated and energized by the presence of
strongly held and taught values and ideologies
that are shared across generations: political
values of equity and social justice; religious
values of harmony and equality of human worth and
dignity; and family and cultural values of unity,
loyalty, deference, and respect for legitimate
authority. These values, particularly those
related to the absolute importance of family and
community, have been at the core of the success
of Gazan adolescents in maximizing their
contribution to the good of their society.
Insights
from Adolescents on the Importance of Families
Having
provided this background into the capacity of
adolescents and the importance of fundamental
social values to their functioning, I move now
away from the specific case study of Gaza to a
broader look at adolescent orientations to
parents and family in a variety of cultures. One
of the elements of the negative image of
adolescents passed down over the decades has been
that children at this age have little need or
desire for continued, close associations with
their parents; that, in fact they need to sever
the infantile emotional bonds with family and
develop relationships with peers and others
outside the home.
The
following information from interviews with
approximately 150 adolescents in four cultures
helps to show that this view is exaggerated, if
not distorted. It is important to note that these
interviews were not focused on family experiences
or relationships. There were, of course, some
questions about family, but the interview was an
overall assessment of adolescent experience and
thus the adolescents were not primed by the topic
of the interview to respond with answers about
the importance of families.
I
have conducted all of these interviews myself so
that I could be sensitive to the overall trends
of similarity and diversity that might be
included in the information in the responses.
Frankly, I have been surprised at the consistency
of adolescent personal and social experience
across very different cultures. This consistency
is strongest when it comes to the role of the
family in their lives. The best evidence for this
came in response to the simple question:
"Under what conditions in your life are you
most happy, and under what conditions are you
most sad?" In all of the four cultures for
which interview data is ready for analysis
(Colombia, India, South Affica (blacks), and
Gaza), many, if not most, of the responses to
this question highlighted the critical importance
of family to these adolescents. Three themes
about family experiences emerged: (1) family
togetherness, (2) marital harmony, and (3) an
unbroken family structure.
Carolina,
a 14 year old Colombian girl, answered:
What
makes me most happy is my parents support, being
with my family. What makes sad is to not have a
close-knit family, not being able to be with my
father, when there are problems between my
parents and I can't be with my little brother,
that brother which I love a lot. And not being
able to share my teenage years with my father.
Mithrab,
a 17 year old Indian girl, echoes the theme of
togetherness and highlights the importance of
both parents to her happiness:
As
I said we have eighteen members living in our
family, but different people are doing different
businesses. But my dad, he goes in the morning,
he comes late at night, like 10: 3 0. After
coming home he just goes back to his work and we
meet him once in the week. So we all get together
and we speak, we have dinner together, so it's
the very happiest moment. And he speaks to me, he
tells me like, what are you doing? How is life?
How is this? He speaks, that's the very happiest
moment. More than my dad, I love my mother, she
is just like my friend. I speak everything, all
my secrets to my mom, she's my very best friend I
can tell you, and she raises me very nicely, and
she's a very good friend of mine.
Sachin,
a 17 year old Indian boy also emphasizes his
relationships with his parents and defines the
give and take that occurs between them:
My
happiest moments will be when I make others
happy, especially my parents. You get that
feeling. Your parents are happy, they do
something good for you, you have done in turn
something, you, you do something in turn good for
them. And they feel happier when you're happy,
simple equation, so fine. That's when people are
more happy, that's, at least in my case. For
example, I am coming to the sad part of it. I
feel sad when my parents are very worried with
me, try to be too inquisitive, or something, or
just not happy with my performance.
Mbuelo,
a 14 year old, black South African boy emphasizes
the recognition he gets from his mother:
I
always feel happy, especially when I am sitting
with my mother because my mother usually tells
stories, old stories and then I like that, so
always when I have done something right, my
mother always appreciates what I have done. So I
always feel happy because I can feel that I am
being recognized or whatever I have done has been
considered and recognized.
Phumeza,a
black, South African 14 year old girl emphasizes
the importance of her parents' relationship:
I
always feel happy when I see my parents, both my
parents are happy. I don't want to see my parents
angry, especially my father because he likes to
be angry. So when I see my parents happy, I
always feel happy.
Amjad
Issa, a 14 year old Gazan boy focuses on his
family's awareness of his feelings:
I
am also very happy when my family understands and
realizes my feelings. And they provide me what I
want, and if there is a psychological environment
at home, like giving me tenderness or kindness or
love or something like that, I feel very happy.
This
same sensitivity to feelings is reflected in the
comments of Mithrab, a 17 year old Indian girl,
while at the same time highlighting the very
critical role of fathers to girls in India:
I
become depressed because of my father. My father
is very busy, but he loves us it seems. My mom
tells us he loves us, but he doesn't show it.
Every time is occupied with business and with his
own things, but he doesn't show love for us. But
he, whatever we ask he buys and gives, but he
doesn't speak, like how he should speak to a kid.
Like he should ask how was school like, that's
all. And after he won't ask anything. I think, it
will be at least two weeks since we'll see him.
Like he'll be always busy with his work. So we
feel very depressed. I take my uncle's example.
He likes to be with his wife and his kids. Always
they be going out. And many people you know, in
my society they say why your father not coming
home? Where is your father? So I feel very
depressed. My mom says, Why are you bothered, you
don't be bothered." So, because of hard
things I'll control myself, and will be quiet.
And I get depressed and my mom scolds me with my
mistakes. And when her health is spoiled, when
she spoils her health, like when she's not eating
well or not sleeping, I feel very depressed.
Youth
from all of the cultures mentioned the value of
grandparents or other extended family, and often
the importance of the intactness of the family
was mentioned. It was most often an issue among
the black South Africans. One example is from
Mzonzima, a 15 year old, black South African boy:
I feel
sad when I think about my father and every time
when my mother discusses it with my grandmother,
I even cry because I feel very sad.
Question:
Tell me more about why you are sad. What happened
with your father?
My
mother and my father had some problems. I think
it was marital problems because they didn't
explain anything to us. What happened when they
had problems, my father took us outside and then
my grandmother took us. I was 9 years old and my
brother was 5 years old by then. So my uncles
beat my father and then my father ran away and we
didn't see our father since then. The thing that
makes me sad is that we were brought up by my
grandmother and my mother was having another kid
which is not my father's child. So maybe that is
the thing that makes me very sad when I think
about it.
Busisiwe,
a 15-year-old South African girl, expressed
similar discomfort with the structure of her
family:
I
feel very sad because of the tension that is
between my father and the aunt. I feel that it is
very much unfair because what actually happened
is that they are not from one father, they've got
different fathers, so maybe that's why they
always have conflicts. So they don't care for
each other, so I don't feel comfortable about
that.
These
excerpts are just a small sampling of the
predominant exposure given to family when youth
were asked to describe their own level of
personal well-being. As I mentioned earlier,
there is no clearer trend throughout the
interviews so far than how meaningful, valuable,
and necessary good family relationships and
stable, complete family structures are to them.
What
Parents Do that Matters
In
addition to proclaiming the centrality of family
in their lives, the youth interviews were also
rich with information about the things that
parents do and the way that parents behave that
are important to their adolescent children.
Rather than account the youth's perspective on
this here, I will use this as a lead in to the
extensive survey data we have collected that
addresses this issue in work on thousands of
families.
As
background, it has been my essential purpose
throughout my work to identify elements of the
parent-adolescent relationship that contribute to
or inhibit the psychological and social
development of adolescents. As you might know,
extensive scientific research has been conducted
on the parent-child relationship over the past 60
years. This research literature is voluminous,
complex, redundant, fragmented, and, at times,
confusing and/or contradictory. My aim has been
to integrate it based on my belief that there are
a limited number of essential aspects to the
parent-child relationship that matter to child
development, and that the more clearly and simply
we can communicate these the better off we will
be able to assist in improving this important
relationship.
This
belief is based on the assumption that, despite
cultural and biological differences, there must
be some fundamental similarities in human
psychological, social, and emotional needs and,
therefore, similarities in human response to the
social environment. Thus, my assumption has been
that children in very different cultural settings
have similar desires for and 13 responses to, for
example, emotionally supportive relationships
with adults, like parents. The data I will
present shortly is supportive of this and other
hypotheses.
The
important scientific work that has been produced
over the decades by scholars like Earl Schaefer,
Wesley Becker, Diana Baurnrind, Eleanor Maccoby,
Darwin Thomas, Larry Steinberg and others can be
integrated and synthesized into three central
conditions of the parenting environment that have
been shown to be important to healthy child
development. We refer to the first conditions as Connection
or the positive, stable, emotional bond
between parent and child. We measure this by
asking both parents and adolescents to report on
the level of parental acceptance in the
relationship. For example, how often the parent
spends time with the child, how available the
parent is to console the child, and how much the
parent enjoys being with the child. We have
theorized that children and adolescents who
experience consistently high levels of Connection
with their parents will learn to trust adults, to
value themselves, and to be willing and able to
initiate social interaction with others outside
of the home.
The
second basic condition of the parenting
environment we refer to as Regulation, or
the placement of structure around the child's
behavior, as in rules, regulations, supervision,
and monitoring. The imposition of this regulation
informs children about the appropriateness of
certain behaviors, assists children in leaming to
regulate themselves, and protects them to some
degree from negative influences outside the home.
Therefore, we have theorized that children and
adolescents who experience consistent and
adequate Regulation in their home environments
will be less likely to deviate from expected
familial and social norms.
The
third basic condition of the parenting
environment we refer to as psychological
Autonomy,
or the ability and opportunity for the child to
become aware of and express his or her own
thoughts, feelings, and ideas. We measure this by
the absence of psychologically intrusive and
manipulative parental behaviors such as
specifically invalidating children's feelings
when they express them, by interrupting,
ignoring, or distracting children when they are
speaking, by trying to change a child's thoughts
or feelings, and by making acceptance of the
child conditional upon the child's pleasing the
parents. Unlike the condition of Regulation
described above that refers to control of
children's behavior, psychological control
refers to control over the psychological
world of the child. We have theorized that
children and adolescents who experience
consistent psychological control from their
parents will respond either by withdrawing within
themselves and become, for example, depressed, or
that they will act out against the intrusive
control by way of a variety of deviant behaviors.
To
this point, data are ready for analysis on these
ideas from the U.S., Colombia, Gaza, South Africa
(whites), India, and Australia. The following
graphic reports the results for Connection.
In looking at these charts, two things are
important. First, the height of the bars reflects
the strength of the relationship. Second, the
consistency in height across the six bars in each
group communicates how similar the findings are
across the six cultures. (Each color represents a
different culture) The first set of bars refers
to the importance of Connection to adolescent Social
Initiative, or the degree to which
adolescents seek out relationships with peers and
adults outside the home. The consistency in
height of this first set of bars indicates that
Connection with parents has essentially the same
relationship with Social Initiative across all of
the cultures. The more Connection experienced the
higher the Social Initiative, as hypothesized.
(The bar for Gaza is missing since Social
Initiative was not measured in that study).
The
second set of bars reveals that, again for all
cultures, Connection is equally predictive of
Depression. The higher the Connection
experienced, the lower the Depression. The third
set of bars indicates that for most of the
cultures Connection is much less strongly related
to youth Antisocial Behavior. It was unrelated to
Antisocial Behavior in Colombia, South Africa,
and Australia, and mildly related to Antisocial
Behavior in the U.S., Gaza, and India. The higher
the Connection, the lower the Antisocial
Behavior.
This
next graphic presents the findings for
Regulation. The first set of bars reveals that
Regulation is either unrelated or weakly related
to Social Initiative. The second set of bars
reveals the same for Depression. The third set of
bars reveals that Regulation is much more
strongly related to Antisocial Behavior in all
cultures, with Gaza being somewhat lower than
most, and Australia being somewhat higher than
most. In all cases, the more Regulation
experienced in the home, the lower the Antisocial
Behavior, as hypothesized.
This
third graphic presents the findings for
Psychological Autonomy (measured as Psychological
Control). The first set of bars reveals
consistency across cultures in the lack of
association between Psychological Control and
Social Initiative. With some variation in the
strength of the relationship, Psychological
Control is significantly related to Depression
and to Antisocial Behavior in all cultures as
hypothesized.
When
considering the great differences in these
cultures and the fact that the measurement of
these variables was brief and not customized for
each culture, these findings provide very
encouraging evidence that these three basic
conditions of the parenting environment have
similar meaning and power in all of these
cultures.
Summary
By
way of summary, I will outline a series of
principles that are illustrated by the findings
discussed in these three sections. These
principles should be useful in stimulating
discussion about policy initiatives that might be
formed to support the realization of these
principles.
- Adolescents are quite capable of
competent and effective service to their
community.
- This competence is enhanced under social
conditions rich in values of loyalty and
devotion to family and community.
- Adolescents depend substantially on the
quality of their family life for the
psychological and social well-being.
- Key elements, of this family life are:
togetherness, marital harmony, and stable
family structures.
- Consistent, positive, emotional bonding
with parents enhances adolescent social
competence and protects against
depression.
- Consistent, fair, imposition of rules,
regulations, and supervision of
adolescent behavior facilitates
conformity to family and social norms.
- Inhibiting the discovery and expression
of adolescents' feelings and thoughts
encourage adolescents to withdraw or to
act out in deviant ways.
Bibliography
(1) Hall,
G. S. (1904). Adolescence. Volume 1, pp.
xi-xiii and xv.
(2) Blos,
P. (197 1). The child analyst looks at the young
adolescent. Daedalus, 100, 964.
(3) Youniss,
J., & Yates, M. (1997). Community service
and social responsibility in youth. Chicago:
University of Chicago Press, pp. 3-4.
(4)
Barber, B. K. (1998, December). Deeper inside a
youth social movement: Gaza's 'Children of the
Stone'. Paper presented at the Kennedy Center for
International Studies, Brigharn Young University.
(5)
Barber, B. K. (1999). Political violence, family
relations, and adolescent functioning. Journal
of Research on Adolescence, 14, xx-xx.
(6)
Barber, B. K. (1999). Youth experience in the
Palestinian Intifada: A case study in intensity,
complexity, paradox, and competence. In A Yates
and J. Youniss (Eds.), Roots of civic
identity: International perspectives on community
service and activism in youth. New York:
Cambridge University Press
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